Climate exposure drives firm political behavior: Evidence from earnings calls and lobbying data

The forthcoming article “Climate exposure drives firm political behavior: Evidence from earnings calls and lobbying data” by Christian Baehr, Fiona Bare, and Vincent Heddesheimer is summarized by the author(s) below.

As the world races to decarbonize, firms are increasingly on the front lines of climate politics. Some champion bold policies; others resist them. What explains these divides? How do firms translate their diverse climate experiences into political action?

We develop a framework that links different types of climate exposure to distinct forms of corporate political behavior. Climate exposure is multidimensional: some firms see climate policy as a source of market opportunity, others as a regulatory constraint, and still others as a physical threat to assets and supply chains. Our framework highlights how these exposure types shape firm decisions to lobby based on variation in motive, policy good type, and expectations about the timing of impact. Crucially, what matters is not just the type of exposure, but its degree relative to competitors – firms that are more exposed than their peers have stronger incentives to act politically.  Opportunity exposure generates incentives to push for ambitious policies that expand markets; regulatory exposure triggers efforts to shape or slow costly rules; and physical exposure (damage from floods, heat, or storms) rarely mobilizes lobbying at all.

To test this theory, we combine a novel text-based measure of climate exposure, drawn from 20 years of corporate earnings-call transcripts, with comprehensive U.S. lobbying data covering more than 11,000 publicly traded firms. Firms most exposed to opportunities and regulation compared to others in their industry are substantially more likely to lobby on climate issues and to spend more when they do. The type of exposure also predicts where firms lobby: opportunity-exposed firms target innovation-oriented agencies like the Department of Energy, while regulatory exposure directs attention to the Environmental Protection Agency and Congress.

A case study of the automotive industry illustrates the mechanisms at work. Within the same sector, firms such as Ford and General Motors, more exposed to electric-vehicle opportunities, actively supported clean technology and infrastructure policies, while Toyota, facing higher regulatory risk, lobbied to slow emissions standards. These within-industry contrasts exemplify how relative exposure shapes corporate strategy.

Taken together, our findings suggest that climate politics are not a zero-sum contest between corporate winners and losers, but rather a complex arena in which firms weigh not only the direct risks and opportunities of climate action but also those faced by their closest rivals. Theoretically, the paper contributes a new framework for understanding how multidimensional, relative exposure across opportunity, regulatory, and physical dimensions shapes firms’ political behavior. Empirically, it integrates large-scale earnings call and lobbying data to capture how these perceptions translate into action. By linking these insights, we show that corporate engagement in climate policy is dynamic and uneven, with important implications for how business power will shape the trajectory of decarbonization.

About the Author(s): Christian Baehr is a Ph.D. Candidate in Politics at Princeton University, a Graduate Affiliate of the Niehaus Center for Globalization and Governance, and a Graduate Fellow with the Princeton Sovereign Finance Lab, Fiona Bare is a Ph.D. candidate in the Department of Politics and a 2025-2026 Prize Fellow in the Social Sciences at Princeton University, and Vincent Heddesheimer is Ph.D. candidate at the Department of Politics at Princeton University. Their research “Climate exposure drives firm political behavior: Evidence from earnings calls and lobbying data” is now available in Early View and will appear in a forthcoming issue of the American Journal of Political Science.

Vote buying and negative agenda control: A problem for the study of money in politics

The forthcoming article “Vote buying and negative agenda control: A problem for the study of money in politics” by Andre Van Parys is summarized by the author below.

Politicians, pundits, and ordinary citizens frequently argue that money has an outsized influence on U.S. politics. Yet research on the effect of money on politicians’ behavior finds limited effects, especially on voting behavior. In this paper, I construct a formal model to show that these limited effects may be an artifact of the strategic interactions between vote buying and negative agenda control. Specifically, a roll call vote may fail to occur precisely because special interests have convinced the relevant legislators to oppose the bill, leading to challenges in empirically estimating the effect of money on votes.

The model features three actors: an agenda setter who proposes a policy, a legislator whose policy preferences are private information, and an interest group that can offer transfers to influence the legislator’s choice. The key feature is that the agenda setter can learn the legislator’s intended vote (for example, through public statements or whipping) and then decide whether it is worth paying the cost of bringing the proposal to the floor.

The model yields two main implications. First, vote buying can be effective even when no vote occurs. If an interest group prefers the status quo to a proposed change, it can pay the legislator to oppose the bill. Anticipating defeat, the agenda setter rationally tables the proposal, meaning the influenced “vote” is not observed. Second, the model clarifies when this hidden influence is most likely: when uncertainty about the legislator’s ideal point is high, the agenda setter and interest group are relatively extreme, and the legislator is relatively moderate.

I then connect these predictions to the 2021 negotiations over the Build Back Better Act. In that episode, the bill never came to the Senate floor amidst intense attention on two pivotal Democrats, Joe Manchin and Kyrsten Sinema, and widespread speculation about donor pressure. Using the synthetic control method, I estimate whether these pivotal senators received more campaign contributions than they would have absent the bill’s consideration. I find that Sinema, but not Manchin, received significantly more contributions. These findings suggest that interest groups can and do spend strategically to block major legislation even when no formal vote occurs. Thus, the votes that we observe are unrepresentative of vote buying efforts from interest groups, leading many empirical designs to underestimate the effect of money on legislators’ voting behavior.

About the Author: Andre Van Parys is a Ph.D. candidate in Political Science at the University of RochesterTheir research “Vote buying and negative agenda control: A problem for the study of money in politics” is now available in Early View and will appear in a forthcoming issue of the American Journal of Political Science.

What exploitation is

The forthcoming article “What exploitation is” by Benjamin Ferguson, Peter Hans Matthews, David Ronayne, and Roberto Veneziani is summarized by the author(s) below.

What does it mean to say someone is being exploited? The word is often used in debates about sweatshops, migration, or gig work, but philosophers and social scientists have long disagreed about its precise meaning. Some argue that exploitation is about unfair outcomes—when one side gains much more than the other. Others think it is about power—when one party can disproportionately dictate terms. Some emphasize disrespect or bad luck. But until now, nobody had systematically asked how experts and lay subjects actually apply the concept.

Our study set out to do just that. We surveyed more than 2,000 people—around 550 professional philosophers and 1,500 members of the public. Each person read short scenarios, or vignettes, about everyday transactions (buying and selling mugs), in which we varied key features such as unequal payoffs, market power, unmet basic needs, prior injustice, or disrespectful attitudes. Participants then rated how exploitative each scenario was on a scale from 0 (“not at all”) to 100 (“maximally”). In total, we collected over 23,000 ratings.

The results were striking. First, exploitation is not an empty label: people clearly distinguish exploitative from non-exploitative interactions. In baseline scenarios where both parties benefitted equally and no one had special power, the vast majority rated them as “not at all exploitative.”

Second, both inequality and power matter. When one side gained more, people judged the scenario more exploitative. The same was true when one side had monopoly power. But the real force came when inequality and power were combined: people judged those scenarios as even more exploitative than the sum of either factor alone. In other words, subjects are very likely to apply exploitation when unfair gains and unequal power reinforce one another.

Third, certain background conditions amplify judgments. Exploitation is seen as especially severe when power stems from an injustice. By contrast, disrespectful attitudes or sheer bad luck were much weaker drivers.

Finally, experts and laypeople largely agreed. Both groups of subjects displayed a shared understanding of what makes an interaction exploitative. While philosophers emphasized power slightly more, and the public put more weight on unequal outcomes and disrespect, the similarities between the groups far outweighed the differences.

These findings matter beyond academic theory. They suggest that public concerns about sweatshops, predatory loans, or migrant work are not simply about inequality or coercion alone, but about their interaction—power exercised to secure unfair advantage, often against a backdrop of injustice. The results challenge narrow theories that treat exploitation as either purely distributive or purely about domination, and instead support hybrid accounts that capture both.

By mapping the ordinary meaning of exploitation, our study provides a common foundation for future debates in ethics, politics, and policy. If lawmakers, activists, and employers want to take exploitation seriously, they must attend not just to unequal outcomes or to power imbalances, but to the ways these combine—especially when they leave people with unmet needs or result from prior injustice.

About the Author(s): Benjamin Ferguson is a Professor of Philosophy at the University of Warwick and the director of Warwick’s Philosophy, Politics, and Economics program, Peter Hans Matthews is the Charles A. Dana Professor of Economics at Middlebury and Distinguished Visiting Professor at Aalto University in Helsinki, Finland and the Helsinki Graduate School of Economics, David Ronayne is an Assistant Professor of Economics at the European School of Management and Technology (ESMT) Berlin, and Roberto Veneziani is a Professor in Economics at the School of Economics and Finance, Queen Mary University of London. Their research “What exploitation is” is now available in Early View and will appear in a forthcoming issue of the American Journal of Political Science.

Using large language models to analyze political texts through natural language understanding

The forthcoming article “Using large language models to analyze political texts through natural language understanding” by Kenneth Benoit, Scott De Marchi, Conor Laver, Michael Laver, and Jinshuai Ma is summarized by the author(s) below.

LLMs Can Read and Locate Policy Positions from Political Texts Better Than Experts 

For decades, political scientists have faced a frustrating trade-off when analysing political texts. We could recruit human experts to read documents for meaning, capturing nuance and intensity, but this approach is prohibitively expensive and doesn’t scale. Alternatively, we could use automated “text-as-data” methods that count words and identify patterns, but these remain blind to what texts actually mean. 

Large language models (LLMs) have broken this impasse. 

In our study, we developed protocols for using LLMs to estimate political parties’ policy positions from their manifestos. Rather than treating manifestos as bags of words to be counted, we asked LLMs to read each document holistically, summarise what it says about key policy issues, and then score those positions on defined scales, much as a human expert would. 

The results exceeded our expectations. Across six policy dimensions (economic policy, social policy, immigration, European integration, environment, and decentralisation), correlations between LLM estimates and benchmark expert surveys typically ranged from 0.87 to 0.92. This approaches the theoretical upper bound: the level of agreement we’d expect between two independent expert surveys measuring the same thing. 

Crucially, these findings are robust and replicable. When we repeated our analysis three months later using the same LLMs, results correlated above 0.95 with the original run. When we replicated using entirely different, open-weight models (DeepSeek, Llama, and Gemma), the results remained consistent. This is replication in the true scientific sense, not mere mechanical reproducibility. Like highly reliable human coders who reach the same substantive conclusions despite inevitable minor variations in individual judgements, different LLMs converge on the same estimates even though each run involves some stochastic variation. This matters enormously for scientific credibility. 

We also applied our method to coalition government agreements, documents for which no expert benchmarks exist. Here, LLM estimates significantly outperformed traditional hand-coding in conforming to theoretical predictions about where coalition policy should fall relative to member parties’ positions. 

What are the implications? LLMs offer a practical way to generate expert-quality estimates of policy positions at massive scale, in virtually any language, at minimal cost. Projects like the Manifesto Project spent decades and millions of dollars to code thousands of documents. Similar analyses can now be conducted by individual researchers in days, for hundreds, not millions of dollars. 

This doesn’t mean LLMs are perfect. On issues like decentralisation, where manifestos systematically avoid stating unpopular positions, LLM scores diverged from expert judgements. This reveals not a flaw in the method, but something interesting about how parties strategically craft their public commitments. 

The broader lesson is that LLMs, used carefully with appropriate protocols, can serve as legitimate scientific instruments for political text analysis. As these models continue to improve, their potential to democratise research and enable scholars anywhere to conduct sophisticated analyses without massive resources is transformative. 

About the Author(s): Kenneth Benoit is Dean of the School of Social Sciences and Professor of Computational Social Science, Singapore Management University, Scott De Marchi is a Professor of Political Science and Director of the Decision Science program at Duke University, Conor Laver is a Lecturer at Northeastern University, Michael Laver is an Emeritus Professor of Politics at New York University, and Jinshuai Ma is a Research Officer in Quantitative Text Analysis at the London School of Economics. Their research “Using large language models to analyze political texts through natural language understanding” is now available in Early View and will appear in a forthcoming issue of the American Journal of Political Science.

You and whose economy? Group-based retrospection in economic voting

The forthcoming article “You and whose economy? Group-based retrospection in economic voting” by Christoffer Hentzer Dausgaard is summarized by the author below.

The economy plays a major role in elections, and decades of research suggest that voters are predominantly sociotropic, focusing on the national economy when evaluating incumbents. Yet, the dominance of sociotropic voting presents a puzzle. Citizens have diverse, often conflicting interests, and political leaders inevitably align with some groups in society over others. Ignoring these distributional conflicts seems at odds with what we know about voter behavior: that social group memberships profoundly shape how people think about politics and that voters care about group interests.

In this paper, I address this puzzle and argue that voters sanction incumbents for the economic performance of their own social in-groups, beyond the nation as a whole and their own pocketbooks. Group-level economic trends offer a more reliable signal than individual circumstances about whether the incumbent’s economic management serves group members’ interests. Importantly, I theorize that voters are especially sensitive to how their groups perform relative to the national trend: they punish incumbents when their groups fall behind a growing economy and reward them when their groups outperform a struggling one. This “group-based retrospective voting” thus introduces important limits to sociotropic voting.

Isolating the effect of group-level economic conditions is difficult. Existing studies of, e.g., local economic voting have mostly relied on observational cross-sectional comparisons that face two key challenges. First, group economic outcomes are endogenous, as incumbents may strategically favor pre-existing supporters. Second, even if this relationship were causal, it is unclear whether voters care specifically about group performance or are simply responding to their own improved finances (pocketbook voting) or using local conditions as a signal of broader national trends (sociotropic voting).

To overcome these problems, I test the theory using two complementary approaches. First, I analyze British panel survey data showing that changes in the economic performance of class and regional in-groups predict changes in incumbent support, holding sociotropic and pocketbook evaluations constant. Second, I conduct three pre-registered experiments in Denmark and the United States, randomizing true economic information about 34 different social groups. The experimental results consistently show that voters respond more strongly to economic information about their own group, especially when their group’s performance diverges from the national trend.

These findings help explain patterns of economic voting that don’t fit standard sociotropic models, such as why economically secure voters sometimes support populist movements, or why strong national growth doesn’t always translate into incumbent support. They also have implications for electoral accountability, suggesting that incumbents can build electoral support by favoring pivotal groups over national growth.

About the author: Christoffer Hentzer Dausgaard is a postdoctoral researcher in the Department of Political Science at the University of Copenhagen. Their research “You and whose economy? Group-based retrospection in economic voting” is now available in Early View and will appear in a forthcoming issue of the American Journal of Political Science.

Long-run confidence: Estimating uncertainty when using long-run multipliers

The forthcoming article “Long-run confidence: Estimating uncertainty when using long-run multipliers” by Mark David Nieman and David A. M. Peterson is summarized by the author(s) below.

Our paper tackles a longstanding problem in time series analysis: how to estimate uncertainty for the long-run effect of a predictor in a regression model that includes a lagged dependent variable. This is a pervasive challenge in political science, where time series are often short and the test for ascertaining their properties underpowered. Conventional uncertainty estimates—essential for hypothesis testing—break down under such conditions.

We address this issue using a Bayesian estimator with a semi-informed prior that yields theoretically informed estimates of uncertainty even in short or noisy time series. We start by using a bounded, uniform prior for the estimated coefficient on the lagged DV. The semi-informed prior accommodates series of X and y with unclear dynamic properties by limiting the range of the coefficient on a lagged DV to its theoretical bounds for either stationary or integrated series. By giving equal density to the values between these bounds, however, the prior does not bias point estimates.

We then estimate the model via Markov chain Monte Carlos (MCMC). The use of a sampling-based method, like MCMCs, allow for direct estimation of the variance of the long-run multiplier, without requiring large sample sizes. This is made possible by exploiting a well-known property of MCMC methods, namely, that one can estimate and summarize the distribution of functions of parameters (e.g., ratios of coefficients) directly from the posterior distribution.

Our proposed method leads to more accurate and reliable estimates of uncertainty than alternatives that rely on asymptotic assumptions that may not hold. Moreover, our framework requires minimal additional assumptions over existing approaches and is easy to estimate in most existing software. We highlight the advantages of this approach via Monte Carlo experiments and replicate several studies to show that our method clarifies long-run relationships that were inconclusive using existing techniques.

About the Author(s): Mark David Nieman is an Assistant Professor in the Department of Political Science and Trinity College, as well as an affiliate of the Data Sciences Institute and David A. M. Peterson is the Lucken Professor of  Political Science in the Department of Political Science at Iowa State University. Their research “Long-run confidence: Estimating uncertainty when using long-run multipliers” is now available in Early View and will appear in a forthcoming issue of the American Journal of Political Science.

Perversity, futility, complicity: Should democrats participate in autocratic elections?

The forthcoming article “Perversity, futility, complicity: Should democrats participate in autocratic elections?” by Zoltan Miklosi is summarized by the author below.

Multiparty, competitive elections are a hallmark of democracy. However, such elections are not unique to democracies. A growing number of countries around the world are described by political scientists as electoral autocracies. They are autocratic because they significantly curtail media freedom, they weaken the independence of the judiciary, and they apply the law unequally: government critics and opposition politicians are often prosecuted on frivolous grounds while allies of the ruling party engage in large-scale corruption with impunity. But they are electoral autocracies, because genuine opposition parties are allowed to compete in elections and sometimes even win. However, autocratic elections are partially unfree and massively unfair: opposition candidates and activists often face physical and legal harassment and intimidation, while the ruling party freely uses the financial and administrative resources of the government. Such regimes confront democrats with a dilemma. On the one hand, if they participate in autocratic elections as voters or candidates, they contribute to the false appearance of democracy and help autocrats claim democratic legitimacy. On the other hand, elections are often though not always the most effective tool to foster democratic regime change, as I hope to show in the paper. Even if rarely, autocrats sometimes lose elections, as happened in Mexico in 2000, Malaysia in 2018, or Poland in 2023, for instance. Therefore, if democrats decide to boycott elections, they give up what is often their best chance to defeat autocracy. Here, I argue that usually, democrats should participate because often that is the least bad option. At the same time, I also argue that while in democracies elections are the only legitimate means of achieving a change of government, this is not so in autocracies. Here, democrats are morally permitted to choose other strategies of challenging autocracy such as boycott or resistance, and the alternatives ought to be assessed case by case in light of facts on the ground.

About the author: Zoltan Miklosi is an Associate Professor at Central European University Their research “Perversity, futility, complicity: Should democrats participate in autocratic elections?” is now available in Early View and will appear in a forthcoming issue of the American Journal of Political Science.

What political theory can learn from conceptual engineering: The case of “corruption”

The forthcoming article “What political theory can learn from conceptual engineering: The case of “corruption”” by Emanuela Ceva and Patrizia Pedrini is summarized by the author(s) below.

When people hear “corruption,” they picture bribes or embezzlement. But many practices that impair institutional functioning—clientelism, nepotism, or the tight coupling of politics to private money—do not reduce to simple trades of favors for cash.

Conceptual engineering offers a way to capture and assess this broader reality by deliberately refining the concepts we use. Instead of treating corruption merely as “the use of entrusted power for private gain,” recent studies in political theory have re-engineered the concept as a deficit of office accountability. In this view, officeholders exercise power under a mandate—judges to deliver impartial justice, ministers to serve the public, regulators to ensure fair competition. Corruption arises when the use of that power can no longer be justified with reference to the mandate. Relevant instances may include the misbehavior of some “bad apple,” such as a mayor appointing a cousin to a public post, as well as the ill-design of an entire system, like in the case of campaign-finance arrangements that bind elected officials to major donors. Across such instances corruption occurs as a break in the accountability chain that should link officeholders to their mandates—even without personal enrichment.

The accountability lens thus unifies individual wrongdoing and structural flaws. Nevertheless, its reach is not assumed. Mandates and accountability practices may vary across institutional settings. In authoritarian polities, offices are often personalized and counter-powers weak; in private organizations (corporations, NGOs, sport federations), mandates are defined by institutional purposes that are not public in the democratic sense. To make the characterization of corruption relevant for such plural and complex contexts, engineering the concept of corruption further can help through iterative specification. This means addressing research efforts to build on the core idea (deficit of office accountability), but tailor it to the institutional context rather than exporting a one-size-fits-all definition.

This matters analytically, normatively, and empirically. Analytically, it helps explain cases that standard definitions miss—for example, favoritism in public appointments or procurement inside an NGO where no bribe is paid, yet the use of institutional power cannot be vindicated by that power mandate. Normatively, it shifts anticorruption policy from a focus on criminal sanctions to strengthening accountability practices: mutual supervision among officeholders, deliberative engagement with decision-rationales, protection of whistleblowers, and enhanced responsibility for lobbying and financing. Finally, empirically, it suggests that corruption indicators need to catch up. Measures centered on visible abuses (e.g., bribery perceptions) risk understating corruption where the primary problem is systemic accountability failure. More informative metrics would track the quality of accountability practices themselves.

While conceptual engineering alone cannot settle the debate, it bears a significant promise to reframe it around office accountability and carve out the space for the concrete methodological contribution that political theory can give to corruption studies and beyond.

About the Author(s): Emanuela Ceva is a Professor of Political Theory in the Department of Political Science and International Relations at the University of Geneva and Patrizia Pedrini is a Senior Researcher at the University of Geneva. Their research “What political theory can learn from conceptual engineering: The case of “corruption”” is now available in Early View and will appear in a forthcoming issue of the American Journal of Political Science.

Seeing like a citizen: Experimental evidence on how empowerment affects engagement with the state

The forthcoming article “Seeing like a citizen: Experimental evidence on how empowerment affects engagement with the state” by Soeren J. Henn, Laura Paler, Wilson Prichard, Cyrus Samii, and Raúl Sánchez de la Sierra is summarized by the author(s) below.

Our study from the Democratic Republic of Congo reveals a counterintuitive truth: when citizens are empowered to stand up to corrupt officials, they actually end up paying more taxes and fees to the government—not less.

We worked with households and small businesses in Kinshasa to test two approaches to citizen empowerment. Some received weekly phone consultations providing information about what they legally owed for various government services. Others were connected to a powerful civil society organization that could advocate on their behalf against predatory officials demanding bribes.

The results challenge conventional wisdom. Rather than using this newfound power to avoid the state entirely, empowered citizens—particularly those with protection—increased their formal payments to the government by about one-third. They started paying for services they had previously avoided, like electricity connections and business licenses. 

Why would protection from corruption lead to more government payments? The answer lies in understanding the vicious cycle many developing countries face. When citizens expect to be shaken down for bribes, they avoid government services altogether. They stay in the shadows, foregoing benefits like legal protections, official documents, and public services. This creates what researchers call a “low revenue, low engagement equilibrium”—the state collects little revenue and provides few services, while citizens remain disconnected and vulnerable.

By reducing the threat of extortion, the protection intervention made citizens more willing to engage with the state formally. They could access government services without fear of unlimited informal demands. The intervention was especially effective for households and for services that were highly negotiable or uncertain in price. 

This research offers hope for breaking the cycle of weak states and disengaged citizens. It suggests that strengthening civil society and empowering citizens doesn’t undermine government revenue—it can actually enhance it by bringing more people into the formal system. The path to stronger, more accountable government may start with ensuring citizens can engage with the state on fair terms.

About the Author(s): Soeren J. Hennan is an Assistant Professor in Political Science at the University of Wisconsin-Madison, Laura Paler is a Provost Associate Professor in the Department of Government at American University’s School of Public Affairs, Wilson Prichard is an Associate Professor of Global Affairs and Political Science at the University of Toronto, Cyrus Samii is a Professor of Politics at New York University, and Raúl Sánchez de la Sierra is an Associate Professor at the University of Chicago Harris School of Public Policy. Their research “Seeing like a citizen: Experimental evidence on how empowerment affects engagement with the state” is now available in Early View and will appear in a forthcoming issue of the American Journal of Political Science.

Reviewing fast or slow: A theory of summary reversal in the judicial hierarchy

The forthcoming article “Reviewing fast or slow: A theory of summary reversal in the judicial hierarchy” by Alexander V. Hirsch, Jonathan P. Kastellec, and Anthony R. Taboni is summarized by the author(s) below.

In recent years, a debate has emerged about the U.S. Supreme Court’s use of its “shadow docket,” which generally describes cases in which the Supreme Court acts without the benefit of full briefing, oral arguments, and signed opinions.  Many critics of the shadow docket have argued the Court’s institutional performance suffers when it decides cases too rapidly. This concern has even been mounted by some of the justices themselves; for example, dissenting in a 2025 shadow docket decision regarding the Trump administration’s termination of federal education grants, Justice Elena Kagan wrote, “The risk of error increases when this Court decides cases–—as here–—with barebones briefing, no argument, and scarce time for reflection.”

In this article we focus on one tool in the shadow docket arsenal through which the Court operates in a mode of “quick review”: summary reversal, when the Court reverses a lower court without written briefs on the merits or full arguments. Summary reversal stands in contrast to the “full review” that the Court undertakes when it holds oral arguments, deliberates over several months, and then provides full written opinions (often with concurrences and dissents).  We develop a formal model that evaluates the tradeoffs between quick review and full review in the judicial hierarchy.

The model shows how access to summary reversal creates both benefits and costs for the Supreme Court. On the benefits side, the possibility of summary reversal causes ideologically distant lower courts to comply more often; as a result, summary reversal can generate additional compliance on top of what is gained from full review. On the other hand, having summary reversal poses a subtle cost on the higher court (and the hierarchy as a whole) – sometimes, a better-informed lower court that is ideologically aligned with the Supreme Court will choose a disposition with which neither court agrees to avoid the risk of being summarily reversed. This result—which we can think of as “pandering” by lower court judges—means that, somewhat counterintuitively, being able to summary reverse lower courts can actually make the Supreme Court worse off than if it were obligated to engage in full review.

Collectively, these results have important implications for understanding the use and consequences of summary reversals by the Supreme Court, and point towards a broader theoretical understanding of the importance of the shadow docket.

About the Author(s): Alexander V. Hirsch is a Professor of Political Science at the California Institute of Technology, Jonathan P. Kastellec is a professor in the Department of Politics at Princeton University, and Anthony R. Taboni is a post-doctoral research fellow in the Department of Government at the University of Texas at Austin. Their research “Reviewing fast or slow: A theory of summary reversal in the judicial hierarchy” is now available in Early View and will appear in a forthcoming issue of the American Journal of Political Science.

 

The American Journal of Political Science (AJPS) is the flagship journal of the Midwest Political Science Association and is published by Wiley.